David Auerbach on literature, tech, film, etc.

Tag: rudolf carnap

Is Social Science a Joke?

Richard Biernacki’s book, cursed with the unwieldy title Reinventing Evidence in Social Inquiry: Decoding Facts and Variables, is frequently incisive, sometimes inspirational, and sometimes frustrating. Biernacki vigorously attacks the use of quantitative methods in social science, particularly as applied to texts. He finds their usage to be slapdash, prejudiced, and dependent on lumping disparate phenomena under a single label, often in whatever way happens to serve the researcher’s pre-ordained goal.

I have to cheer when he cites Erving Goffman and Clifford Geertz as spiritual guardians:

“Whatever it is that generates sureness,” Goffman intimated darkly, “is precisely what will be employed by those who want to mislead us.” Goffman left it to us to discern how the riddle of cognitive framing applies to sociological practice and to one’s framing of one’s own results. Geertz expressed a similar kind of caution more cheerfully: “Keeping the reasoning wary, thus useful, thus true, is, as we say, the name of the game.” The only intellectual building material is self-vigilance, not the reified ingredients “theory” or “method.”

Damn straight.

Biernacki’s points are very well-taken, and his individual critiques are devastating. He has little trouble justifying his main charge:

If you reconstruct how sociologists mix quantitative and text-interpretive methods, combining what is intrinsically uncombinable, you discover leg-pulling of several kinds: from the quantitative perspective, massaging of the raw data to identify more clearly the meanings one “knows” are important or, again, standardized causal interpretations of unique semiotic processes; to zigzagging between quantitative and interpretive logic to generate whatever meanings the investigator supposes should be there.

Each study was narrated as a tale of discovery, yet each primary finding was guaranteed a priori.

Where I have a problem is his suggested retreat to a “humanist” mode of inquiry, which, while extremely attractive to people like myself, does not necessarily solve the underlying problem. I will explain this later.

The Indictment

Biernacki has a huge range of reading behind him and he quotes a number of people of whom I’m very fond: Robert Musil (who gets the last word in the book), Erving Goffman, Flaubert (Dictionary of Received Ideas), Michael Frede, Ronald Giere, Barrington Moore, William Empson, Jeanne Fahnestock, Wilfrid Sellars, Kenneth Burke, Samuel Beckett, Mary Douglas, Novalis, Cosma Shalizi, Eleanor Rosch, Valerio Valeri, Ludwig Wittgenstein, Andrea Wilson Nightingale, Erwin Panofsky, and Erich Auerbach. (Bibliography available online here.) Now that I’ve written it out, let me go further: that’s an amazing list.

I’m not particularly keen on most of his targets either, so we overlap sufficiently that I’m baffled at his elevation of Giorgio Agamben, whose attack on quantitative sampling is needlessly overwrought and jargony. Biernacki’s prose, unfortunately, tends toward the same. His thinking is in fact quite clear and rigorous, but the overlay of sociological jargon gets quite dense at times and needlessly prolongs things. (I’ll offer paraphrases of less transparent passages below.)

This applies to the general terms as well. Biernacki defines the social science term “coding” as such:

Coding, a word that may introduce an aura of scientism, is just the sorting of texts, or of subunits such as paragraphs, according to a classificatory framework.

What the social sciences deem “coding”–the application of a common typological label to variable individual cases–would better be simply called “labeling” or perhaps “classification.” I prefer “labeling” because it is the simplest and the most informal. As Biernacki demonstrates, the research being carried out is anything but formal, and so building a fence around a particular textual method is misleading. While it may make it easier to delegitimize that particular method, it also limits the scope of his critique. It also makes it seem as though this process is distinct from the labeling we do every day of objects and actions, when I think any difference is one of degree and not of kind.

To make the broadness of the critique clear, my article The Stupidity of Computers describes very similar methods, except applied to people and objects as well as texts. I used “ontology” instead of “classificatory framework” and “labeling” instead of “coding,” but they’re fundamentally analogous. Or as I put it:

Who decided on these categories? Humans. And who assigned individual blogs to each category? Again humans. So the humans decided on the categories and assigned the data to the individual categories—then told the computers to confirm their judgments. Naturally the computers obliged.

The Stupidity of Computers

If anything, things seem worse in academic sociology, which is the field Biernacki treats. I am not familiar with the subfields Biernacki investigates and after his dip into those waters, I don’t have much desire to become familiar with them. Here is Biernacki’s brief:

Ironically, researchers who visualize a pattern in the “facts” often assert it symbolizes an incorrigible theory for which no data were required anyway.

They would turn meaningful texts into unit facts for the sake of converting these units back into meanings. What are the epistemological functions of the curious process of decontextualizing for the sake of recontextualizing? Cumulating the coding outputs purchases generality only if we know the codes rest on justifiable equivalencies of meaning, which is to return us to the original verbal settings that may vary incommensurably.

Paraphrase: sociologists are engaging in circular reading of texts. The squeeze a corpus into their frameworks and then reapply the frameworks onto specific examples to produce pre-ordained results.

My thesis is that coding procedures in contemporary sociology, the beachhead for coding texts that is spreading into history and literature, follow the rites by which religious believers relabel portions of the universe in a sacred arena for deep play. As in fundamentalist religious regimes, rejecting the enchantment of coding “facts” is nothing less than blasphemy.

Paraphrase: precisely because of their lack of any more fundamental support, the frameworks are sufficiently shaky that they are protected by hierarchical social structures that emerge around vulnerable belief systems, shutting down critics and elevating allies/toadies/grad students. For less opaque examples, see the conservative movement’s classification of “liberal” bias, or much of the talk that constitutes privilege-checking. Both utilize postulated frameworks supported by mantric rhetoric and repetition to obscure the lack of conceptual support. (And yes, I know the former is far more harmful, but today’s Right doesn’t have a monopoly on all forms of stupidity, since a large number of people have not realized that this chart is a joke.)

The ultimate point of this book is to stand social “science” on its head as less rigorous than humanist approaches. The social “scientists” of culture, those claiming a kind of epistemological advantage via their coding apparatuses, are instead intuitive cultists without openly sharable procedure. Opposite much orthodoxy, humanist craft workers who footnote and who convey symptomatically the wondrous in their readings are truer to the ideals of so-called hard science conventionally understood. As I endeavor to show, the nonsystematizing humanists still appreciate the obstacles to induction, the gift of an acute trial, the insurance of shared documentation, and the transformative power of anomalies. My brief is not the cliché that humanist interpretation aims at insight different in kind. More subversively, I insist such interpretation better fulfills the consecrated standards to which social “scientists” ostensibly subscribe.

Paraphrase: the use of quantitative metrics in social science is usually decorative frosting utilized in order to make preconceived notions seem more objective. In actuality they’re rigged games. A thoughtful, passionate, genuinely humanist approach is more scientific than vacuous tables.

It is more transparent, therefore more faithful to inquiry, to assume radical difference in a population than to rush toward aggregating modern “facts” out of corpuses whose members are artificially assumed to have homologous structures.

He’s talking about texts here, but this would apply to any grouping of anything. How to put this into practice is a much thornier question.

The Evidence

Biernacki then presents three case studies of prominent papers in recent sociology. He has done the legwork of looking through the original sources to see how “objective” the classification process was. The results are disastrous. All three are not just littered with slanted interpretations, selective omissions, and poor fits, but outright errors and holes in logic. The demolition is extremely thorough, and the time required to do the research might have boosted Biernacki’s ire further. Here are representative examples from the three cases.

Bearman and Stovel, Becoming a Nazi: A Model for Narrative Networks (2000)

All the network data were extracted from a single Nazi story, but it was not an actual autobiography from Abel’s collection. Help from Peter Bearman together with detective hunting established that the researchers coded instead from “The Story of a Middle-Class Youth,” a condensation published in an appendix to Abel’s book in 1938. Although the intact story was at hand for Bearman and Stovel, and although they had secured English translations of complete stories from the Abel collection, they coded instead from an adaptation that indicated with ellipses where connecting segments had been deleted.

Bearman and Stovel adopt the same vocabulary to describe their own scientific outlook as they apply to a Nazi. They feature “abstraction” for converging on the essential: “Comparison within and across narratives necessitates abstraction . . . This is accomplished by grouping elements into equivalency classes” [83; see also 20]. When the researchers present the Nazi cognitive style, “abstraction” is again the key feature, but now using it to “order experience” is a character defect [85]. It is not we as network reductionists who have a rigid response in analyzing qualitatively incomparable situations, it is the Nazis with a “master identity” who do. [NB: They also complain about another researcher’s “abstraction”: “Real lives are lost in the process, and real process is lost in the movement away from narrative by this abstraction.”]

Wendy Griswold, The Fabrication of Meaning: Literary Interpretation in the Unites States, Great Britain, and the West Indies (1987)


This presentation, which appeared in 1987 in sociology’s most exacting journal, was greeted far and wide as offering confirmable and generalizable results. It remains probably the most broadly circulated classic whose findings rest on systematic coding of text contents.

Griswold combined the reviews from each of her three regions—the United States, Great Britain, and the West Indies—to see if she could explain why some of George Lamming’s novels resonated more powerfully than others in her sample of reviews of his six novels in all. She guessed that “ambiguity” would not only engross readers in disambiguating the novels, but doing so would stimulate appreciative reviews. This just-so account presumes we can know what ambiguity is according to its function rather than by its verbal expression in a review. How exactly does creative engagement by the critics appear when articulated on the page of a book review? What is ambiguity on site? The blurring of appealing scientific hypothesis-testing with exegesis of highly compacted reviews produced a baffling gap: Griswold did not offer an example from her evidence to concretize this entity called “ambiguity,” yet social scientists propagated news about the abstraction in every direction.

When I took reviews in hand, it astonished me to find that at the individual level ambiguity is “specifically mentioned” (to my mind) primarily when the reviewer expresses frustration and disappointment. This dislike of ambiguity more often pushed a review over to a mixed or negative appraisal of a novel, reverse from Griswold’s report of correlations at the aggregate level…. Consider how baffling it is to identify “ambiguity” and “positive appraisal” on the ground.

If a resonant review, like a seminal novel, is multidimensional, and if the reviewer therefore does not try to locate the book on a metric of approval, the overall categories “positive,” and “mixed/negative” are not there in the text ready for translation. The summary is only a fabrication of the social “scientist.”

More subtly, by introducing the binary of colonialism as present or absent, the ritual cordons off the reality that it was daunting for British critics to avoid incorporating the relations of a concept as permeating as colonialism. Griswold never illustrates what counts as mention of colonialism or of any other theme.

John Evans, Playing God?: Human Genetic Engineering and the Rationalization of Public Bioethical Debate (2002)

To launch the sampling and coding ritual, we have to take up a schizophrenic consciousness between the quantitative-scientific and the humanistic-interpretive perspectives. We cannot acknowledge in one frame what we do in the other. Evans wrote that “the two foremost proponents of the form of argumentation in the bioethics profession as I have defined it,” Beauchamp and Childress, are not among authors charted as statistically influential. Indubitable knowledge from the humanist frame does not impinge on the “scientific” procedure for equating influence with citations.

Evans in the 2002 book Playing God produced importantly different diagrams out of the same data inputs as in the 1998 dissertation “Playing God.” How did this change transpire? For the 1992–1995 interval of debate, Evans raised the threshold for inclusion as an influential author in the cluster diagram from nine citations in the dissertation to ten in the book. This chart trimming changed the storyline significantly. For instance, the sociologist Troy Duster, whose work seems to run contrary to Evans’s thesis for the final period, 1992–1995, is among several other authors who dropped out of the diagram.

For a self-fulfilling prophecy Playing God filters out the epistles most pertinently aimed at the public. “If an item did not contain four or more citations, it was not included in the sample, because the primary technology of a citation study is measures of association between citations. I examined 765 randomly selected items from the universe. Of these, 345 fit the parameters for inclusion” [G 208].

“In my research,” Evans wrote, “the question was which top-cited authors were most similar to each other based on the texts that cited them” [G 209]. Similar how? Decades ago the analytic philosopher Nelson Goodman convincingly showed “similarity” lacks sense beyond particular and incommensurable practices of contrast and comparison. Whatever might we be talking about when we demonstrate what relative “influence” means by frequency citations and when we have no operative concept of influence outside this arbitrary measurement? As with ritual process, the models of citation counts merely bring to life a visual experience of a symbol’s use and substitute for the symbol’s conceptual definition.

Evans quotes Jonathan Glover as follows: “What he [Glover] envisions is a ‘genetic supermarket,’ which would meet ‘the individual specifications (within certain moral limits) of prospective parents’” [G 161]. Here again, findings appear to emerge by mischance. The words Evans attributed to Glover occur in a passage of Robert Nozick’s libertarian Anarchy, State, and Utopia, which Glover happened to quote before advancing toward a different position.

The kicker comes with a particularly noxious passage from Evans’ book, revealing the deep-seated self-justifying elitism at work in Evans’ a priori theorizing. Biernacki writes:

If my framing of Playing God as a ritual affirmation were plausible, we would predict that the policy recommendations with which the book concludes, while impracticably “utopian” [G 198], would impart an essential verity. That happens when Evans dismisses the need for real-world brakes on how elites would match particular means to an array of ends, once those ends were chosen by the public:

“If an ends commission decided that its ends to forward in genetic research were beneficence, nonmaleficence, and maintenance of the current specificity of genetic change as possible in the reproductive act, I have no doubt that bioethicists could determine which, if any, forms of HGE [human genetic engineering] advanced these ends. [G 203]”

As you might suspect given the abstractness of “ends in themselves,” it seems unlikely their implementation is a neutral technical job entrustable to specialist intellectuals. The experts in deciding how to pursue a mandated goal would, by concretizing it, subject it to reinterpretation. Would not the means that elites chose to institutionalize populist HGE policy have ramifying implications for practice, and thus values, in other spheres of life, short-circuiting public deliberation? Dealing with these practical issues in ritual is beside the point of affirming the transhistorical message that deliberation over ends should be protected from instrumental degradation.

The quote Biernacki cites here is incredibly damning, evoking images of a bioethical Comintern insisting that its ends are right and proper. Evans is the sort of powerless person you do not want in power.1

More generally, all three come off as tendentious, obfuscatory, and disingenuous, using numbers as a smokescreen for their unjustified suppositions. Biernacki is dead-on in stating that with more classical humanist criticism, you get to see upfront what sort of conceptual abstractions are taking place, subjective and case-based as they may be. Here, they hide behind the guise of objective abstractions plugged into a computational framework.  (Shades of Ann Coulter’s Lexis-Nexis searches.)

The Dangers

I don’t doubt that these three works are representative. And Biernacki’s most fascinating point is that this misuse of science plays directly into theories of cultural determinism that have become very common across the humanities and social sciences:

The same problem of mixing scientific controls with texts occurs in demonstrating the theory of cultural power. That proposed theory starts firmly within the interpretive perspective, because it makes categories of understanding the “variable” that interacts with the novel to produce an engrossing experience. As Kenneth Burke emphasized, in an ideology-saturated society, readers deal with a plethora of contradictory schemas from which they choose how to interpret a text. Alternatively, much important literature, such as Beckett’s plays in the 1950s, from inside its own lines blatantly models unprecedented schemas from which a reader may learn to decipher the work as a whole—“the absurd.” To probe the fabrication of meaning, the reading process might be analyzed more fruitfully as a rhetorical operation rather than as a social one. Kenneth Burke intimated that inquiry into the schemas for reading might include syllogistic progression (step-by-step appreciation of a kind of argument pressing forward via the narrative), qualitative progression (the appreciation of feelings post-hoc from narrative action), antecedent categorical forms (such as “the sonnet”), or technical schemas (such as chiasmus and reversal). In any event, by underspecifying the cultural workings of the literary experience, we arrive at “society” as the default explanation of differences in the received meanings of the novels. The more you attend to the critics’ professional know-how and to the generative schemas with which they read, the weaker the rationale for leaping to a generally shared “percipience” to explain coding outputs. Sociologists since the nineteenth century have invested so much energy in solidifying “society” as a “cause,” they can invoke it without asking whether more tangible but less spirit-like forces may be operating.

Paraphrase: by reducing texts to a handful of ostensibly constituent effects and declaring them to constitute the text, researchers rob the texts of any power they might really have, using them as interchangeable totems for empty confirmation of unsubstantiated theories of cultural domination. Everything feeds back into a giant phantom of “culture” (or “capitalism” or “modernity” or “secularism” or take-your-pick) that ensures the identical outcome. Hence Biernacki’s point:

Ironically, researchers who visualize a pattern in the “facts” often assert it symbolizes an incorrigible theory for which no data were required anyway.

This is not only true, but even if they do not assert such, this is what’s going on anyway. There has to be some underlying theory conditioning the coding/labeling in the first place.

This complements Hans Blumenberg’s observations about the nature of generalized maladies. While Blumenberg emphasized the vagueness and generality of such overarching theories of discontent, Biernacki completes the thought by demonstrating that when the incorrigible theory is reapplied to specific cases, the specific cases become interchangeable.

In considering the prevalent openness to theories of ‘capitalism,’ one cannot fail to notice not only that there always seems to be a need for a causal formula of maximum generality to account for people’s discontent with the state of the world but that there also seems to be a constant need on the part of the ‘bourgeois’ theorist to participate in the historical guilt of not having been one of the victims. Whether people’s readiness to entertain assertions of objective guilt derives from an existential guiltiness of Dasein vis-a-vis its possibilities, as Heidegger suggested in Being and Time, or from the “societal delusion system” of Adorno’s Negative Dialectics, in any case it is the high degree of indefiniteness of the complexes that are described in these ways that equips them to accept a variety of specific forms. Discontent is given retrospective self-evidence. This is not what gives rise to or stabilizes a theorem like that of secularization, but it certainly does serve to explain its success.

Hans Blumenberg, The Legitimacy of the Modern Age

Biernacki’s point is that these theories not only accept a wide variety of specific forms, but that they also homogenize these forms. Cultural theory commodifies its subject matter.

Yet at this point the particular issue of quantification has fallen by the wayside in favor of the problem of incorrigible theories. For quantification per se, Biernacki’s evidence is less than ideal, because all three case studies contain such elementary errors in reportage and logic that they would be poor even if the quantitative aspects of the papers were removed. That is, I have no doubt that were Griswold or Evans to write a qualitative assessment of the texts they treated, they would not produce very good work either.

Biernacki is right to say that the scientific frosting obscures the poor quality of their work and exacerbates reductionistic tendencies toward cultural determinism, but the question of “coding” gets into problems that come up even in the absence of quantitative metrics, because coding is labeling, and labeling is what we do all the time.

The Solutions?

Though Biernacki limits the scope of his critique to labeling applied to texts, the arguments go through for ontologies applied to any phenomena. I think Biernacki gets into a muddle in trying to specify texts as specifically exempt from classification, contrasting words like “novel” with words like “dog”:

The intensional definition of “dog” is historically closed, whereas newly discovered literary works and financial instruments stretch and revise the anterior category of “novel” or of “a hedge-fund practice.” A previously unconsidered novel that stretches the distinctions between biography and fiction, for example, can remake the denotation of the label “novel.”

Intensions are dangerous things, and I think you could find that even seemingly clear concepts like “dog” can prove slippery in themselves. You would find more agreement among people, certainly, but who’s to say it’s enough? Labels are inherently unstable things. I think the very point of Beirnacki’s book makes it impossible for him to draw such a clear-cut line. Biernacki sometimes seems to assume that a stable “code” label is being assigned to unstable and ambiguous “data,” but there’s no reason to suppose the label is in general that much more stable  than in the specific text.This is to enter philosophy of language issues that would derail this post entirely, so I will just leave matters at that unless someone wants to debate the point.

Consequently, the ultimate effect of Biernacki’s critique is to make the remaining space for quantitative science very small indeed. In this he is similar to Rudolf Carnap, whose requirements for science were so rigorous and unattainable that many philosophers of science (Popper among them) complained that he would put scientists out of a job. Certainly Griswold, Evans, and Bearman/Stovel come off much closer to Carnap’s idea of bad poetry (e.g., Heidegger) than science.

Contrariwise, I don’t see why the inclusion of quantitative measures in and of itself is a bad thing as long as the labeling is done in a sufficiently responsible way. Are interpretive reading and quantitative analysis “intrinsically uncombinable,” as Biernacki says? I admit that “sufficiently responsible” is a very high bar to clear. But while I agree that so-called “raw data,” is a misnomer, there is a difference between medium-rare and well-done.  I would like to see Biernacki apply his methods to far more intelligent usages of corpus linguistics, such as those performed by Martin Mueller, Eleanor Dickey, Ian Lancashire, or Brian Vickers. All work at a far lower lexical level than Biernacki’s subjects, and all are better scholars. (And none is a sociologist. Biernacki does take a few swipes at Franco Moretti for following Griswold’s bad tendencies, but mostly leaves literature alone.)

But I want to push in the opposite direction as well against Biernacki’s elevation of what he loosely terms humanist interpretation (much as I love it). It is interesting that Biernacki makes a claim of rigor for his humanistic methodology. This is very tricky. When I read Auerbach and Spitzer and Fahnestock, I certainly get the impression of intense intellectual rigor, but rigor applied both to the careful reading of texts and to the holistic grasp of the whole. That is, because of the great difficulties in labeling, rigor must be accomplished by having both

  1. a heuristic, intuitive feel for the whole of one’s field and beyond, stemming from vast reading and reflection, and
  2. a complementary sense of where one’s knowledge is incomplete, where variations might occur, and what should be left open and tentative.

The blunt use of statistics can cover up the need for either of these time-consuming and tenure-threatening processes. Punch a corpus into a computer and analyze it and your work “seems” complete without your brain needing to process all the ambiguities and elisions. Clearly that is unacceptable. But ruling out quantitative measures is not necessarily more rigorous. Biernacki thinks very highly of Weber, and I do as well, to a point. But Weber’s theory of secularization and disenchantment has ultimately been overadopted by less imaginative minds than his. I think and hope that Weber intended his theses to be provisional, to be reassessed and revised (just as scientific theories should be) with the passage of time and research, not mindlessly parroted by crypto-conservative postmodernists looking to smuggle religion back into intellectual discourse under the guise of “reenchantment.”

To put it another way: is the generalized, reductive application of Freud’s theories any better than the generalized, reductive application of the DSM-IV?

This is not a complaint against Weber as much as it is frustration with general intellectual incompetence. What I mean to stress here is that I’m not so sure that this intellectual incompetence is so different in kind from the sort of intellectual incompetence Biernacki exposes in his subjects. Both stem from sloppiness, laziness, and a sheer lack of creativity. So while Biernacki rightly praises Panofsky:

The historian Robert Marichal followed Panofsky’s thesis to explain why the style of breaks in Gothic letters on parchment appeared simultaneously with the same breaks in stone, intersecting ribs in Gothic vaults. Both shifts expressed an analysis of whole lines to cut them down and regroup them into clearer, hierarchically ordered parts of parts. Compare this depth of analysis to a quantitative argument about net trends in abstract codes. Such blurred social “science” is less stringent about the patterning required for confirmation and too indefinite to isolate productive anomalies. Again the humanist focus on precise designs draws it closer to the rigor of the “hard” sciences.

I still think he overstates his case somewhat, because the “codes” at work here are just as subject to dispute. They are, however, more explicit, and this is a good thing, as Biernacki says. The issue, however, is that such great humanist works as he identifies are by their very nature exceptions, works of prodigious and unique minds that cannot be replicated en masse. The weaker philological work of years past is, alas, very nearly as formulaic as some of the scholarship Biernacki condemns (though far less sloppy).

As a prescription for better work, the humanist traditions provide little help in the mass production of research other than to set the bar so high for work that most people should immediately drop out of the field. (Not that this would be a bad thing, necessarily.) But it makes his prescriptions very difficult to imagine practically, unless academia is to return to being a elite, cordoned-off field as it was prior to the postwar higher education boom. (Though that may well happen.)

I am being speculative here, and none of this dampens the force of Biernacki’s critique. It just steers his critique more in the direction of “Don’t use numbers to cover up your incompetence” rather than “Don’t ever use quantitative measures on texts.”2

Science, ideally speaking, provides a workable means for adjudication of disputes, and even occasionally consensus, that is less dependent on the most powerful person around dictating what’s right. To a point, Biernacki employed science, in tandem with humanistic close reading, in his book to undermine the very bad “science” of the works he examined. That, I think, is the best model going forward that we have.


  1. Perhaps not so powerless. Only after writing this entry did I discover that John Evans was involved in a UCSD scandal to attempt to prevent Biernacki from investigating Evans’ work. In 2009, UCSD’s Social Sciences Dean Jeffrey Elman threatened to censure and dismiss Biernacki on the grounds that Biernacki’s research “may damage the reputation of a colleague and therefore may be considered harassment.” Full story here. IHE article here. It is appalling that Jeffrey Elman has retained his position as Dean after sending such a letter. Needless to say, my support for Biernacki’s pursuit of this research is total.
  2. The sociological establishment is having an easier time attacking the second thesis, however, judging by Andrew Perrin’s nasty review. Perrin adopts a ridiculous “They aren’t trying to be scientific” defense, which leaves you wondering what all those charts are doing in the papers, as well as wondering what the point of such sociology is. Perrin also didn’t disclose that he is friends with John Evans until pressed in the comments.

More Carnap and Some Raymond Smullyan

Rudolf Carnap, what a card. Eric Schliesser sums it up with a reference to Carnap’s infamous “The Elimination of Metaphysics“:

In the history of philosophy, “the nothing itself nothings,” has, of course, a dubious status as either brilliant ridicule or very uncharitable reading. But as Stone has taught us, in context that sentence is a very charitable reading of Heidegger. No, the real insult to Heidegger occurs near the end of Carnap’s (1931) paper [I have linked to an English translation]. Carnap ends his paper (which is rarely read, but often cited) with a two-fold insult to Heidegger: first, “Metaphysicians [that is, Heidegger] are musicians without musical ability.” (Cf. Heidegger’s Stimmen in “What is Metaphysics?”) Second, Carnap THEN GOES ON TO PRAISE NIETZSCHE and his poetry. To say this as a serious joke: Heidegger’s lecture courses on Nietzsche are a response to Carnap’s two-fold insult.

His ingenuous waggery reminded me of this story that Raymond Smullyan tells about Carnap:

In item # 249 of my book of logic puzzles titled What Is the Name of This Book?, I describe an infallible method of proving anything whatsoever. Only a magician is capable of employing the method, however. I once used it on Rudolf Carnap to prove the existence of God.

“Here you see a red card,” I said to Professor Carnap as I removed a card from the deck. “I place it face down in your palm. Now, you know that a false proposition implies any proposition. Therefore, if this card were black, then God would exist. Do you agree?”

“Oh, certainly,” replied Carnap, “if the card were black, then God would exist.”

“Very good,” I said as I turned over the card. “As you see, the card is black. Therefore, God exists!”

“Ah, yes!” replied Carnap in a philosophical tone. “Proof by legerdemain! Same as the theologians use!”

Raymond Smullyan, 5000 B.C. and Other Philosophical Fantasies

[I read Smullyan’s books of logic puzzles when I was a kid and recommend them to all parents. I always enjoyed them until he started talking about Gödel’s Incompleteness Theorem, at which point my brain melted. I’m not sure if I was mentally capable of understanding logic to that extent at a young age, regardless of how it was explained.]

It’s possible that if Heidegger had more anecdotes like this, I might feel more fondly toward him. But let’s hear more of Carnap’s words and his praise for Nietzsche, where he seems to in part be channeling Cassirer as well as a bit of Wittgenstein. Metaphysical systems are myths, he says, they are forms of life.

I thought of editing this down but it’s lovely enough that I decided just to quote the entire concluding section:

Our claim that the statements of metaphysics are entirely meaningless, that they do not assert anything, will leave even those who agree intellectually with our results with a painful feeling of strangeness: how could it be explained that so many men in all ages and nations, among them eminent minds, spent so much energy, nay veritable fervor, on metaphysics if the latter consisted of nothing but mere words, nonsensically juxtaposed? And how could one account for the fact that metaphysical books have exerted such a strong influence on readers up to the present day, if they contained not even errors, but nothing at all? These doubts are justified since metaphysics does indeed have a content; only it is not theoretical content. The (pseudo)statements of metaphysics do not serve for the description of states of affairs, neither existing ones (in that case they would be true statements) nor nonexisting ones (in that case they would be at least false statements). They serve for the expression of the general attitude of a person towards life (“Lebenseinstellung, Lebensgefühl”) .

Perhaps we may assume that metaphysics originated from mythology. The child is angry at the “wicked table” which hurt him. Primitive man endeavors to conciliate the threatening demon of earthquakes, or he worships the deity of the fertile rains in gratitude. Here we confront personifications of natural phenomena, which are the quasi-poetic expression of man’s emotional relationship to his environment. The heritage of mythology is bequeathed on the one hand to poetry, which produces and intensifies the effects of mythology on life in a deliberate way; on the other hand, it is handed down to theology, which develops mythology into a system. Which, now, is the historical role of metaphysics? Perhaps we may regard it as a substitute for theology on the level of systematic, conceptual thinking. The (supposedly) transcendent sources of knowledge of theology are here replaced by natural, yet supposedly trans-empirical sources of knowledge.

On closer inspection the same content as that of mythology is here still recognizable behind the repeatedly varied dressing: we find that metaphysics also arises from the need to give expression to a man’s attitude in life, his emotional and volitional reaction to the environment, to society, to the tasks to which he devotes himself, to the misfortunes that befall him. This attitude manifests itself, unconsciously as a rule, in everything a man does or says. It also impresses itself on his facial features, perhaps even on the character of his gait. Many people, now, feel a desire to create over and above these manifestations a special expression of their attitude, through which it might become visible in a more succinct and penetrating way. If they have artistic talent they are able to express themselves by producing a work of art. Many writers have already clarified the way in which the basic attitude is mani-fested through the style and manner of a work of art (e.g. Dilthey and his students). [In this connection the term “world view” (“Weltanschauung”) is often used; we prefer to avoid it because of its ambiguity, which blurs the difference between attitude and theory, a difference which is of decisive importance for our analysis.] What is here essential for our considerations is only the fact that art is an adequate, metaphysics an inadequate means for the expression of the basic attitude.

Of course, there need be no intrinsic objection to one’s using any means of expression one likes. But in the case of metaphysics we find this situation: through the form of its works it pretends to be something that it is not. That the metaphysician is thus deluding himself cannot be inferred from the fact that he selects language as the medium of expression and declarative sentences as the form of expression; for lyrical poets do the same without succumbing to self-delusion. But the metaphysician supports his statements by arguments, he claims assent to their content, he polemicizes against metaphysicians of divergent persuasion by attempting to refute their assertions in his treatise. Lyrical poets, on the other hand, do not try to refute in their poem the statements in a poem by some other lyrical poet; for they know they are in the domain of art and not in the domain of theory.

Perhaps music is the purest means of expression of the basic attitude because it is entirely free from any reference to objects. The harmonious feeling or attitude, which the metaphysician tries to express in a monistic system, is more clearly expressed in the music of Mozart. And when a metaphysician gives verbal expression to his dualistic-heroic attitude towards life in a dualistic system, is it not perhaps because he lacks the ability of a Beethoven to express this attitude in an adequate medium? Metaphysicians are musicians without musical ability. Instead they have a strong inclination to work within the medium of the theoretical, to connect concepts and thoughts. Now, instead of activating, on the one hand, this inclination in the domain of science, and satisfying, on the other hand, the need for expression in art, the metaphysician confuses the two and produces a structure which achieves nothing for knowledge and something inadequate for the expression of attitude. Our conjecture that metaphysics is a substitute, albeit an inadequate one, for art, seems to be further confirmed by the fact that the metaphysician who perhaps had artistic talent to the highest degree, viz. Nietzsche, almost entirely avoided the error of that confusion. A large part of his work has predominantly empirical content. We find there, for instance, historical analyses of specific artistic phenomena, or an historical-psychological analysis of morals. In the work, however, in which he expresses most strongly that which others express through metaphysics or ethics, in Thus Spake Zarathustra, he does not choose the misleading theoretical form, but openly the form of art, of poetry.

Rudolf Carnap, “The Elimination of Metaphysics”

Karl Popper, among others, later complained that Carnap was giving away the store with this attitude. Perhaps he was. Shoving huge domains of life (including much of what falls under the rubric of “science”) out of philosophy and into the realm of art is not exactly a philosophy-boosting move, even if it taunts Heidegger.

Smullyan extends and somewhat reverses this line of thought as follows:

Suppose I have a world view that is internally perfectly consistent, that is, logically consistent, consistent with all the experiences I have ever had, and consistent with all my feelings and intuitions. For the moment, let us make the further assumption (totally unrealistic as it almost certainly is) that the view is consistent with any experience I ever will have in the future. Let us call such a view a perfect world view. Now suppose that you also have a perfect world view but that yours is logically incompatible with mine. It seems to me that the valuable contribution of the positivists (and, for that matter, the pragmatists) is the realization of the question, “How in principle could you or I ever show each other to be wrong?” In other words, can we really hope to get anything more from philosophy than consistency?

It could well be that our world views are in fact perfect, yet it might be consistent for each of us to deny that the other’s world view is perfect. (Indeed, it might even be consistent to deny that one’s own world view is perfect!) Actually, if I believed your world view to be perfect (though false), I think I am now sufficiently influenced by the positivists to realize that my arguing with you could be of no avail. Thus, I think that our very process of arguing with each other indicates our lack of belief in the perfection of each other’s world views; we hope either to show the other view to be inconsistent or to produce some new experience in the other person that will change his mind or call forth to full consciousness some latent intuition. This, I think, is what metaphysicians of the past have been up to. As Carnap has rightly pointed out, metaphysicians are not content just to present their systems (unlike artists and poets, who only present their works of art), but they try to refute the metaphysical systems of others. I have just proposed what I believe this refutation to really be.

The point, then, is, in mathematical language, to construct a model of your language within mine. Put less precisely, though more expressively, the point is for me to be able to see the world through your eyes. After having gone through such an experience, it is more than likely that my own world view might become considerably enlarged. After all, even in a perfect world view, one has not necessarily decided the truth of every statement; there may be many alternative ways of extending it to produce a more comprehensive perfect world view.

To the reader with some knowledge of mathematical logic, I acknowledge that I of course realize that my fanciful analogies have their weak points… But I believe that all I have said about perfect world views should apply a fortiori to those that are not perfect.

The technique of philosophizing that I am suggesting might be put in the form of a maxim: “Instead of trying to prove your opponent wrong, try to find out in what sense he may be right.” This is a sort of tolerance principle, not too unrelated to that of Carnap.* To repeat my main point, much may be gained from constructing possible models of other world views within one’s own. I believe that this is in the spirit of much of modern analysis. But I would like to see this applied more to some of the great metaphysical systems of the past.

*  Indeed, it can be thought of as a semantic counterpart of Carnap’s principle of tolerance. His principle says that a language should be regarded as acceptable if it is consistent–or equivalently, if it has a model. My principle is to try to find such a model–or rather an interesting model of the language.

Raymond Smullyan, 5000 B.C. and Other Philosophical Fantasies

Ernst Cassirer, Heidegger, and the Pitfall of Being Reasonable (or: Fashionable Radicalism)

What of Ernst Cassirer? Hans Sluga wrote a few months ago:

Cassirer does not get close in stature to the much more problematic Heidegger, and he certainly also lacks the philosophical radicalism of a Wittgenstein, Foucault, or Derrida and the incisive scientific acumen of a Russell, Quine, or Rawls. Attempts to revive his fortunes are, I am afraid, doomed to failure.

Hans Sluga, Review of Peter E. Gordon’s Continental Divide: Heidegger, Cassirer, Davos

The two words “stature” and “radicalism” should awaken suspicion at the terms of the judgment. They also hint at one possible reason why so much of the recent press on Cassirer has been lukewarm or dismissive: He is too reasonable.

First, a little context: hyper-learned philosophy scholar Frederick Beiser, who is also an avowed exponent of the cultural-historical tradition of which Cassirer was a part, recently criticized a history of 19th century continental philosophy for being, essentially, a dictionary of received ideas, an anthology of current trends and little else:

The editors might grumble here that in chiding them for not including Trendelenburg, Lotze and the neo-Kantians I have not judged them by their own criteria. For their volume is meant to describe “revolutionary responses to the existing order“, and Trendelenburg, Lotze and the neo-Kantians were not revolutionary; indeed, they represented the establishment and existing order, given their opposition to materialism and given their ensconced place in German university life.

It is precisely here, however, that it is necessary to raise questions about the editors’ criteria and their guiding themes of “revolutionary responses to the existing order.” That theme is so vague and equivocal that it signifies contradictory viewpoints. The revolutionary response to the existing order can mean the revolution on behalf of modern values by Feuerbach, Marx and the German materialists; or it can also mean the reaction against modern values by Kierkegaard, Dostoyevsky and Nietzsche. The existing order can be pre-secular, non-liberal and monarchical society prior to 1848, the remaining traces of the ancien régime; and it can also be the more secular, liberal and democratic order circa 1870. The editors never spell out this ambiguity; they simply exploit it, so that they have a convenient device for including everyone according to the exigencies of the standard curriculum. 

Behind the editors’ theme of “revolutionary responses to the existing order” there lies an old myth, one that the editors have scarcely articulated yet tacitly adopted: namely, that the important philosophy of the nineteenth century came not from “academic philosophers” but from the radical individual thinkers outside the university, viz., from such solitary thinkers as Kierkegaard, Dostoyevsky, Nietzsche and Schopenhauer.

Not the least troublesome aspect of this myth is that some of these so-called revolutionary thinkers were themselves deeply reactionary. It is only by turning a blind eye to Nietzsche’s reactionary politics and to Kierkegaard’s and Dostoyevsky’s fundamentalist Christianity that it is possible to make them relevant to us today. Any impartial contemporary student of nineteenth-century philosophy who knows the movement in all its breadth will find Cohen, Simmel and Weber more sympathetic company than Kierkegaard, Nietzsche or Dostoyevsky.

Frederick Beiser, Review of Alan D. Schrift and Daniel Conway (eds.), Nineteenth Century Philosophy: Revolutionary Responses to the Existing Order

Behind this chronologically localized criticism is a larger specter haunting the history of philosophy, which is the extent to which the history of philosophy is chronicled as a history of radicalism. There is a persistent urge to reject any uniformitarian or gradualist model of philosophy in favor of a history of wild, epochal thinkers making fundamental changes to the ways that we see the world.

Not only does this provide for a more exciting model of punctuated equilibrium, but it also makes for a much simpler and more teachable one, as we can leap from Descartes to Hume to Kant to Hegel without bothering to examine the secondary, non-epochal thinkers in between them.

And the insidious nature of this assumption goes beyond Beiser’s specific criticisms. The criticism of Cassirer reinforces the more general problem at work. I’m not interested in defending Cassirer here per se, but in showing that many of the criticisms seem to be made in bad faith.

Edward Skidelsky wrote a recent book on Cassirer, Ernst Cassirer: The Last Philosopher of Culture, in which he opened with a confession that Cassirer had let him down, and declares a lowered estimation of Cassirer:

I now saw that the problems facing Cassirer’s enterprise were far more serious than I had initially supposed. It was not just that many individual aspects of his system had fallen into disrepair, but that the whole thing was no longer obviously philosophy at all. Cassirer’s thought is inductive, not deductive in its method. Setting out from the variety of human culture, it attempts to comprehend it as an organic whole. But most twentieth-century philosophy, analytic and continental, has sought a standpoint beyond the variety of culture—an absolute conception of consciousness, meaning, or the world. Viewed from this angle, Cassirer does not so much mediate between analytic and continental traditions as fall foul of them both. His “reconciliation” is on terms that neither can accept.

There is, of course, no reason to accept as final the conception of philosophy prevailing in modern philosophy departments. But there are reasons to doubt whether Cassirer’s inductivist conception of the discipline could readily be revived. Cassirer was able to conceive of philosophy as the interpretation of culture only because he shared with most of his generation a conception of culture itself as an essentially liberating force.

The twentieth century was not kind to that idea. The cancerous growth of bureaucracy, the murderous perversion of science, the self-prostitution of the humanities—none of this portended liberation. The younger generation accordingly sought a standard of truth over and above culture’s shifting tides. The logical positivists found it in the verification principle, Heidegger in authentic existence. Others turned to the Bible or the wisdom of ancient Greece. All agreed that the humanism of the past two centuries had failed. “We encountered situations,” wrote Karl Jaspers in 1948, “in which we no longer had any inclination to read Goethe, but seized on Shakespeare, the Bible or Aeschylus, if indeed we could still read at all.”

We have inherited Cassirer’s liberal political attitudes, but not the cultural sensibility that underlay them. With our skepticism toward progress, our distaste for “bourgeois” formalities, our fascination with charisma, and our endless talk of commitment, authenticity, and roots, we remain, consciously or not, Heidegger’s children. We are politically liberal, spiritually illiberal. Is this combination a stable one? And if not, how long can it last? These are questions that this book raises, but cannot answer.

Edward Skidelsky, Ernst Cassirer: The Last Philosopher of Culture

Skidelsky berates Cassirer for working from a conception that he thinks unrecoverable. Yet consider how he describes the alternative conceptions: “a standard of truth over and above culture’s shifting tides.” An absolutist, acultural view of truth. This is bizarre, partly because Cassirer hardly held to cultural relativism, but also because Heidegger’s influence has been primarily shunted through cultural relativism. (I’ll get to the logical positivists later.)

As evidence, I present David Simpson’s equally odd review of Skidelsky’s book from the London Review of Books, in which he doesn’t seem to realize he’s attacking Cassirer from the opposite side that Skidelsky is:

While we should not slavishly follow Heidegger’s every move, we can’t really get behind Cassirer, however benign his intentions, however serene his demeanour. Standing between us and him are the massive intellectual forces of Derrida, Lacan, Foucault, Adorno and many others; not all of them Heidegger’s children, all of the time, but none of them relatives of Cassirer’s. These forces are not just intellectual or ‘authentically philosophical’; they articulate a profound scepticism about the project of progressive culture in the light of world events that are not at all comfortably consigned to a vanished past.

To return to the question with which I began: are these books the sign of a return to Cassirer? I doubt it, and so do most of these authors. Heidegger, Benjamin, Adorno, Blumenberg and Carnap all found Cassirer wanting, and those who attend conferences about him are also unable to convince themselves that he can be reinvented for the 21st century.

David Simpson, A Positive Future

How did the opposing attacks get so confused? I contend it is because their essence is identical: Cassirer was not a radical. Whether the radicalism was in the form of metaphysical absolutism or cultural relativism, what matters is that the position was radical.

Meanwhile, there is the trendy criterion that a thinker must be able to be “reinvented for the 21st century” in order to merit study. What does that even mean? I suspect it is just another way of saying that a thinker must be radical. (If Carl Schmitt can be “reinvented” for the 21st century, I daresay there’s nothing stopping Cassirer.)

And indeed, Simpson cites four problematic thinkers as “massive intellectual forces,” who have little in common besides being indisputably radical: Derrida, Lacan, Foucault, and Adorno.

Derrida and Lacan lead nowhere but back to themselves, solipsists far less successful than Freud, makers of minor metaphors that will hang on through their cults but slowly dissipate from cultural memory, their best arguments returned to the sources from whom they were borrowed.

I have far more patience for Foucault and Adorno, who are serious and durable thinkers, but as Habermas among many others have pointed out, both of their systems offer no escape, rational or otherwise. Their critique can only be used in part, or else it is simply so self-negating as to be pointless. It is no insult to say that they reject Cassirer, because they reject everyone.

But when taken in part, Foucault and Adorno can only be used to argue for reform of a Cassirer-like project of intellectual rationalism, not an indisputable indictment of it. I suppose this is a good thing as it permits scholarship to continue.

Meanwhile, Simpson bizarrely lists Blumenberg as a detractor from Cassirer; I suppose when evidence is not at issue, you might as well pile on the names. Blumenberg does convincingly criticize Cassirer’s terminus ad quem view of myth as uniformly directed to one ideal outcome, but that hardly is an indictment of the man’s whole work.

Yet in looking at Heidegger, Derrida, Lacan, Foucault, and Adorno, one is struck ultimately by their comparative inconsequentiality. These “massive intellectual forces” simply have not dominated intellectual discourse outside of their disciplines: Habermas and Sartre loomed far larger in public life. (Indeed, Sartre’s disappearance over the last 30 years should serve as a warning to all never to trust the current canon.)

Instead, consider this sample of hugely influential intellectual forces of the 20th century: Albert Einstein, Gandhi, Alan Turing, John Von Neumann, Kurt Godel, Bertrand Russell, John Maynard Keynes, Sigmund Freud, Edward Said, Noam Chomsky, and Martin Luther King.

Yes, many of them made their mark through practical action, but that does not disqualify their influence. All of them, without exception, fall closer philosophically to Carnap and Cassirer than to Heidegger or any of the other names Simpson or Skidelsky cites. Simpson is using a rather parochial measure of massiveness.

Which brings us to Carnap. The logical positivist view is certainly one that has held greater sway Cassirer’s cultural view. Contra Skidelsky, we are vastly more Carnap’s children than we are Heidegger’s, and thank goodness for that. So the charge of Cassirer’s irrelevance relative to Carnap is at least plausible.

Yet Skidelsky and Simpson have it wrong in opposing Carnap and Cassirer. As Michael Friedman points out, Cassirer had already moved toward admitting a logical absolutism into his philosophy, undercutting Skidelsky’s attack:

By sharply distinguishing between intuitive or representative meaning and the purely formal or significative meaning characteristic of modern abstract mathematics, in the tradition of Leibniz’s “universal characteristic,” Helmholtz’s theory of signs, and Hilbert’s axiomatic conception of geometry, Cassirer has clearly moved out of the Kantian camp and has come extremely close, in fact, to the position of Carnap and the logical positivists.

Michael Friedman, A Parting of the Ways: Carnap, Cassirer, and Heidegger (2000)

And as was recently demonstrated in these pages, logical positivism was hardly as absolutist as its most extreme exponents and detractors made it out to be: in Carnap’s own words, “The fabric of life can never quite be comprehended.” Logical positivism does not exclude Cassirer’s empirical philosophy of culture from the world.

Friedman, who has argued in the past with Sluga over Cassirer, makes the following case for Cassirer’s relevance, which I cite simply in order to contrast its rhetoric with that of Cassirer’s critics above:

The essence of Cassirer’s approach is to employ the most sophisticated and comprehensive resources of conceptual intellectual history (and thus the resources of a paradigmatic Geisteswissenschaft) in attempting to craft a new philosophical orientation appropriate to the problems and predicaments of the present.

For Cassirer this meant, in particular, that we attempt to trace the conceptual evolution of both modern science and modern philosophy – and the conceptual interactions between them – within the framework of an historicized (and to this extent Hegelian) version of a broadly Kantian theory of the most general forms and categories of human thought, and this approach was later generalized and extended, in the philosophy of symbolic forms, to embrace what we might call the conceptual history of all of human culture as a whole.

Now this last step, as I have said, is one that I myself am not prepared to take. But Cassirer’s earlier approach, exemplified in his more narrowly scientific works, makes particularly good sense, I believe, within our present, post-logical-empiricist and post-Kuhnian situation in philosophy of science and scientific epistemology.

Michael Friedman, “Carnap, Cassirer, and Heidegger” (2002)

And this all seems very reasonable and sensible, and indeed not so far off from the realms which many subsequent thinkers, from Quine to Sellars to Kuhn to Blumenberg to Apel to Habermas, have explored.

If anything, the bashing of Cassirer seems to be an outgrowth of his being too reasonable, too sensible, too down-to-earth, as though admitting the tenability of his position would put the more abstruse theorists out of a job. The embrace of radicalism appears to be a desperate stab at relevancy for areas of the profession feeling increasingly at risk of complete inconsequentiality. I believe this tendency to be self-defeating.

Embracing radicalism is an understandable reaction to the actual victory of science and the problems that it has brought, but it is not a particularly credible or respectable one. It does explain, though, the phenomenon of someone like Slavoj Zizek, who offers all of the radicalism of a Foucault with none of the content.

Beiser, who is something of an iconoclastic establishmentarian, seems far more heterodox by prescribing the truly deviant step of deep research, something that he follows Cassirer in practicing:

There are two kinds of philosophical historians: derivative and original. While the derivative follow the standard curriculum, the original have the powers to reform and create a new curriculum. It is the ideal and obligation of every genuine philosophical historian to be original, to get beyond the standard curriculum, to resist the pressure of pedagogical interests and intellectual fashions, so that he can give an accurate account of the depth and breadth of an historical period. No period of the philosophical past stands in more need of an original historian than nineteenth century philosophy. The standard tropes and figures do no justice to its depths, riches and powers. The ultimate purpose of this review is to give the reader some indication of how we must strive to get beyond them.

Frederick Beiser, Review of Alan D. Schrift and Daniel Conway (eds.), Nineteenth Century Philosophy: Revolutionary Responses to the Existing Order

The derivative historians are that much more harmful when they dismiss unfashionable thinkers as unrecoverable. When Skidelsky calls Cassirer “old Europe’s answer to Francis Fukuyama,” he only sounds small and myopic.

To answer Skidelsky’s implied question from earlier: Is culture an essentially liberating force? Not necessarily. Does it have the potential to be? Yes. That is sufficient.

Rudolf Carnap: Win the Future

Rudolf Carnap, arch-positivist and analytic philosopher sine qua non, was also a committed socialist and pacifist, to the point of having to flee Austria in 1935 despite not being Jewish. This passage is from the introduction to his grand vision of logical positivist unification, the Aufbau, revealing the frequently overlooked space he made for emotions and irrationality, which he acknowledges to be unavoidable and even valuable, within their domain.

We feel that there is an inner kinship between the attitude on which our philosophical work is founded and the intellectual attitude which currently manifests itself in entirely different walks of life; we feel this orientation in artistic movements, especially in architecture, and in movements which strive for meaningful forms of personal and collective life, of education, and of external organisations in general.  We feel all around us the same basic orientation, the same style of thinking and doing.  It is an orientation which demands clarity everywhere, but which realizes that the fabric of life can never quite be comprehended.  I makes us pay careful attention to detail and at the same time recognizes the great lines which run through the whole.  It is an orientation which acknowledges the bonds which tie people together, but at the same time strives for free development of the individual.  Our work is carried by the faith that this attitude will win the future.

The Logical Structure of the World

And yet:

Even if modem movements frequently underestimate the importance of science for life, we do not wish to fall into the opposite error. Rather, we wish to admit clearly to ourselves, who are engaged in scientific work, that the mastery of life requires an effort of all our various powers; we should be wary of the shortsighted belief that the demands of life can all be met with the power of conceptual thinking alone.

The ”riddles of life” are not questions, but are practical situations.

And this attitude is reflected in this humanist passage, from his autobiography many years later:

The transformation and final abandonment of my religious convictions led at no time to a nihilistic attitude toward moral questions. My moral valuations were afterwards essentially the same as before. It is not easy to characterize these valuations in a few words, since they are not based on explicitly formulated principles, but constitute rather an implicit lasting attitude. The following should therefore be understood as merely a rough and brief indication of certain basic features. The main task of an individual seems to me the development of his personality and the creation of fruitful and healthy relations among human beings. This aim implies the task of co-operation in the development of society and ultimately of the whole of mankind towards a community in which every individual has the possibility of leading a satisfying life and of participating in cultural goods. The fact that everybody knows that he will eventually die need not make his life meaningless or aimless. He himself gives meaning to his life if he sets tasks for himself, struggles to fulfill them to the best of his ability, and regards all the specific tasks of all individuals as parts of the great task of humanity, whose aim goes far beyond the limited span of each individual life.

Carnap Meets Wittgenstein

Before the first meeting, Schlick admonished us urgently not to start a discussion of the kind to which we were accustomed in the Circle, because Wittgenstein did not want such a thing under any circumstances. We should even be cautious in asking questions, because Wittgenstein was very sensitive and easily disturbed by a direct question. The best approach, Schlick said, would be to let Wittgenstein talk and then ask only very cautiously for the necessary elucidations.

When I met Wittgenstein, I saw that Schlick’s warnings were fully justified. But his behavior was not caused by any arrogance. In general, he was of a sympathetic temperament and very kind; but he was hypersensitive and easily irritated. Whatever he said was always interesting and stimulating, and the way in which he expressed it was often fascinating. His point of view and his attitude toward people and problems, even theoretical problems, were much more similar to those of a creative artist than to a scientist; one might almost say, similar to those of a religious prophet or seer. When he started to formulate his view on some specific problem, we often felt the internal struggle that occurred in him at that very moment, a struggle by which he tried to penetrate from darkness to light under an intensive and painful strain, which was even visible on his most expressive face. When finally, sometimes after a prolonged arduous effort, his answer came forth, his statement stood before us like a newly created piece of art or a divine revelation. . . . The impression he made on us was as if insight came to him as through a divine inspiration, so that we could not help feeling that any sober ratio- nal comment or analysis of it would be a profanation.

Thus, there was a striking difference between Wittgenstein’s attitude toward philosophical problems and that of Schlick and myself. Our attitude toward philosophical problems was not very different from that which scientists have toward their problems. For us the discussion of doubts and objections of others seemed the best way of testing a new idea in the field of philosophy just as much as in the fields of science; Wittgenstein, on the other hand, tolerated no critical examination by others, once the insight had been gained by an act of inspiration. . . . Earlier when we were reading Wittgenstein’s book in the Circle, I had erroneously believed that his attitude toward metaphysics was similar to ours. I had not paid sufficient attention to the statements in his book about the mystical, because his feelings and thoughts in this area were too divergent from mine. . . . Even at the times when the contrast in Weltanschauung and basic personal attitude became apparent, I found the association with him most interesting, exciting, and rewarding. Therefore, I regretted it when he broke off the contact. From the beginning of 1929 on, Wittgenstein wished to meet only with Schlick and Waismann, no longer with me and Feigl, who had also become acquainted with him in the meantime, let alone with the Circle. Although the difference in our attitudes and personalities expressed itself only on certain occasions, I understood very well that Wittgenstein felt it all the time and, unlike me, was disturbed by it. He said to Schlick that he could talk only with somebody who “holds his hand.”

Rudolf Carnap, Autiobiography

And while Wittgenstein is for me unquestionably the greater thinker, Carnap still easily wins the day as one of the most resolutely sensible philosophers of the time:

The transformation and final abandonment of my religious convictions led at no time to a nihilistic attitude toward moral questions. My moral valuations were afterwards essentially the same as before. It is not easy to characterize these valuations in a few words, since they are not based on explicitly formulated principles, but constitute rather an implicit lasting attitude. The following should therefore be understood as merely a rough and brief indication of certain basic features. The main task of an individual seems to me the development of his personality and the creation of fruitful and healthy relations among human beings. This aim implies the task of co-operation in the development of society and ultimately of the whole of mankind towards a community in which every individual has the possibility of leading a satisfying life and of participating in cultural goods. The fact that everybody knows that he will eventually die need not make his life meaningless or aimless. He himself gives meaning to his life if he sets tasks for himself, struggles to fulfill them to the best of his ability, and regards all the specific tasks of all individuals as parts of the great task of humanity, whose aim goes far beyond the limited span of each individual life.

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