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David Auerbach on literature, tech, film, etc.

Tag: borges (page 4 of 5)

Galen Strawson and Narrativity

I was planning to summarize Galen Strawson’s arguments against narrativity in the Oct 15 issue of the TLS, but I’m blessed, because Peter Leithart has already done a sterling job presenting Strawson’s argument. The key idea, in Strawson’s words, is the opposition between diachronic (or continuous, or narrative) and episodic (or discontinuous, or non-narrative) perceptions of life:

The basic form of Diachronic self-experience (D) is that one naturally figures oneself, considered as a self, as something that was there in the (further) past and will be there in the (further) future – something that has relatively long-term Diachronic continuity, something that persists over a long stretch of time, perhaps for life. I take it that many people are naturally Diachronic, and that many who are Diachronic are also Narrative. If one is Episodic (E), by contrast, one does not figure oneself, considered as a self, as something that was there in the (further) past and will be there in the (further) future, although one is perfectly well aware that one has long-term continuity considered as a whole human being. Episodics are likely to have no particular tendency to see their life in Narrative terms (the Episodic/Diachronic distinction is not the same as the Narrative/non-Narrative distinction, but there are marked correlations between them).

Strawson slides some of the terms around, but to keep things relatively simple, let’s consider that diachronics are inclined to build narratives around themselves and others over time, while episodics are disinclined to construct cognitive edifices that rely on the assumption of a constant body undergoing incremental change. The assumption is not intuitive for them. I have no problem instantly classifying myself as episodic, or in accepting the basic nature of the dichotomy. As Strawson says, it is not the default position in most literature, and one of the reasons reading Proust has been so revelatory has been his stance that a person at one moment is incapable of looking upon their memories, their past experiences, and their acquaintances with the same authentic eye that he or she possessed at any past point. This stance struck me as refreshingly honest and non-reductionistic, and went a ways towards justifying the book’s length. It occurs first with Swann and Odette:

Was not Swann conscious of this from his own experience, and was there not already in his lifetime–as it were a prefiguration of what was to happen after his death–a posthumous happiness in this marriage with Odette whom he had passionately loved–even if she had not attracted him at first sight–whom he had married when he no longer loved her, when the person who, in Swann, had so longed to live and so despaired of living all his life with Odette, when that person was dead?

This represents to me a more realistic and complex view of human experience than anything in Balzac or Fitzgerald. From Strawson, I would take it that my intuitions are not shared by many, and certainly not by fiction writers. Strawson’s diachronic writers are canonical, his episodic writers are idiosyncratic. Beyond that, I was gratified to see that of Strawson’s list of episodic writers–

Michel de Montaigne, the Earl of Shaftesbury, Laurence Sterne, Coleridge, Stendhal, Hazlitt, Ford Madox Ford, Virginia Woolf, Jorge Luis Borges, Fernando Pessoa, Iris Murdoch (a strongly Episodic person who is a natural story-teller), A. J. Ayer, Bob Dylan.

–I felt favorably (sometimes extremely favorably) towards most of them, while of his list of diachronic writers–

Plato, St Augustine, Heidegger, Wordsworth, Dostoevsky, Joseph Conrad, Graham Greene, Evelyn Waugh, Patrick O’Brian.

–I find Conrad, Greene, Waugh, and O’Brian extremely boring, and wouldn’t identify myself with any of the others, who I appreciate more in the role of philosophers of narrativity than when they are employers of it. Yet it’s amazing how, despite the disputable nature of the choices (wouldn’t Hegel have been a lot less controversial than Heidegger?), so many of the episodic writers are of special significance to me.

(I know people who would claim that Conrad, particular the Conrad of The Secret Agent, has a much more complicated view of character and choice than Strawson dismissively gives him. But I’ve never seen it myself.)

So whatever the debatable points of his taxonomy (and this being analytic philosophy, there are plenty of taxonomic points to debate), I think Strawson is on to something. Here is my personal experience with that something:

My great frustration with so much short fiction was not the narrative itself, but the function of change. There are stories that present a character in terrible, pure stasis and illuminates that stasis through assorted means, but the vast majority of stories end up with their characters some distance from where they started by means of some turning point event. This change is meant to stand out and mark a posthole in a character’s existence. But this assumes a backdrop not just of consistency, but of stasis itself.

After reading Proust, I came to believe that my frustration arose from the writer’s expedient mechanism of fixing the frame of reference so as to call out a moment of particular meaning or catharsis. I so often found this moment artificial, since the story would then assume an ever-extending future from thereon out with the reverberation from the story’s climax ringing down into the line. I was puzzled to run into other writers that thought of this approach not simply as natural for their characters, but for their views of themselves and others as well.

The modern American short story writer who I did feel the most identification with was Stephen Dixon, and in his endless variations on metaphysical possibility, hypothetical settings past and present for what is really a limited set of characters, he embodies something of what Strawson describes as episodic as much as any more experimental writer who has just thrown out the notion of realistic characters altogether. (Shoe gives some idea of his approach, though he requires a lot more space for the constant revisionism and moment-by-moment-ness of his style to take hold.) I wouldn’t describe it as “episodic,” but it is certainly anti-narrative in a way that owes a little to Laurence Sterne. Again, I have only my tastes to rely on, but Strawson’s framework is valuable for my own outlook if nothing more.

One last point that I couldn’t work in above. Strawson doesn’t mention Wittgenstein, probably because he tends to have the effect, like Kafka, of throwing a monkey wrench into whatever schema he’s inserted into. Wittgenstein might allow for the idea of a public narrative enshrined in language, but it would necessarily be cut off from one’s own idea of one’s self: a narrative that is not narrated. It’s entirely fitting then that Wittgenstein had no patience for most fiction save detective stories, with their objective descriptions of facts, flat characters, and galloping, punctuated plots.

Proust FAQ

Why Proust?
I wanted to keep a journal of reading some sizeable book that I hadn’t yet read, and ROTP is at the top of the list of books I want to have read. Whether I actually want to read it is debatable, but so far, so good.

Why haven’t you read Proust already?
It bored me. I’ve had it sitting on the shelf for a very long time, but never read more than a few dozen pages somewhere in the early volumes without moving on to something a little punchier.
The authors of fiction that most interest me?-people like Musil, Borges, Beckett, Kafka, Mann, Gogol, Broch, Kleist, Faulkner, Joyce, Woolf, and Lem?-tend towards concentrated expressions of ideas and concepts. Most don’t eschew lengthy physical description, poetic and imagistic lyricism, or comedies/tragedies of manners, but they use them as an end to a unified conception, not as distracting scenery for its own sake.
I saw Proust as focusing too narrowly on the gossip around a bunch of narcissistic French aristocrats who had no sense of perspective. Perhaps I was prejudiced in thinking there was less to be made out of this than out of a bunch of infirm old men carving castles in the air in some remote German sanitorium. I’m older and wiser now, but we’ll see.

What’s the point of the entries?
I’m not trying to organize them particularly well. Having forgotten most of what I ever knew about ROTP, I want to copy down the passages that most grab me and provide some context for why they do.
It’s very much a “first reading” endeavor: there’s plenty of stuff I’ll miss or pass over as unimportant, and I see that as unavoidable given that this is meant to be completed in months, not years.
There’s plenty I’m leaving out as well. I’ll easily ignore thirty pages of a witty party in favor of an abstruse philosophical aside. This is as much a document of what I was looking for in the book as what I got from it. (Which, coincidentally, Proust thinks is the most important thing anyway. How apropos!)

What’s your background?
Too educated to be an autodidact, too much of a dilettante to be a scholar. I don’t do this for a living, and I wouldn’t want to.

What conventions are you using?
“Marcel” signifies the character, “Proust” the author.
Page numbers are from the three-volume gray Vintage Moncrieff/Kilmartin edition, pre-Enright revision.

Italo Calvino on Musil and Gadda

John Barth’s article also mentioned Calvino’s essay on “Multiplicity.” It’s a short piece on novels that spawn ever outward and novels that are unfinishable on that account. Calvino loops in some Oulipo authors and talks about generative novels, but his main focus is on uncontrollable novels, not contrived ones. Proust, Mann, and late Flaubert are mentioned, but the two flagships he uses are Carlo Emilio Gadda and Robert Musil. Musil and Gadda appear to have almost nothing in common except for a certain underlying contempt for the world, and even that comes out very differently.

Calvino says:

If we compare these two engineer-writers, Gadda, for whom understanding meant allowing himself to become tangled in a network of relationships, and Musil, who gives the impression of always understanding everything in the multiplicity of codes and levels of things without ever allowing himself to become involved, we have to record this one fact common to both: their inability to find an ending.

This is as far as Calvino goes. I don’t know that he ever wrote more on Musil, but he was a big booster of Gadda: Calvino’s introduction to Gadda’s That Awful Mess on Via Mirulana is quite wonderful and much easier going than the novel itself. But does it have a lot to do with Musil, or is the comparison spurious?

Calvion only alludes to the fact that Gadda wrote not one but two unfinished novels, making him a bit less successful than Musil, who got a couple completed books under his belt before embarking on a twenty-year unfinished project. For Calvino, they are unified by the devouring nature of their books, both of which (he implies) prevent completion by their very design. Musil can’t finish his book because there’s still more to understand; Gadda can’t finish his because there’s still more to describe. But with Gadda, it’s unavoidable: there is the insistent breakdown of facts and objects that Gadda can’t avoid. His neurosis won’t let him. Whereas with Musil, there is the sense that after a good chunk of near-total control in the first two volumes, The Man Without Qualities runs off its rails in the third and Musil tries desperately to get it back on track. Had he lived longer, he could have brought it to a conclusion, albeit an unsatisfying one. Gadda could never finish any novel, even given an eternity.

Despite Musil’s considerably loftier aims, it’s Gadda who ends up exemplifying the theme of “multiplicity” better, because he sets himself up in an impossible solution, where the sludge of the novel’s environment creates an irresistible inertia. His is a very pathological version of the multiplicative obsessions of Borges and the rest of the authors Calvino discusses. Musil, as is his tendency, evades the classification.

(And on the topic of multiplicity, there is Hugo von Hofmannsthal’s Andreas, a novel that not only was never finished, but barely started.)

John Barth on Calvino and Borges

wood s lot points to the Dalkey’s reprinting of “The Parallels!” Italo Calvino and Jorge Luis Borges by John Barth, a bit of a unfocused celebration of both of them. Barth gives a slight edge to Calvino for his weightless sense of fantasy, which Borges lacks. I give the edge to Borges for super-high-calorie prose. I grow suspicious at metaphorical comparisons of this sort:

It seems to me that Borges’s narrative geometry, so to speak, is essentially Euclidean. He goes in for rhomboids, quincunxes, and chess logic; even his ubiquitous infinities are of a linear, “Euclidean” sort. In Calvino’s spirals and vertiginous recombinations I see a mischievous element of the non-Euclidean; he shared my admiration, for example, of Boccaccio’s invention of the character Dioneo in the Decameron: The narrative Dionysian wild card who exempts himself from the company’s rules and thus adds a lively element of (constrained) unpredictability to the narrative program.

I’m not certain what makes narrative geometry Euclidean versus Riemannian; if you really wanted to make the analogy, the shape it forms in my head is that Borges’s geometry is Riemannian and Calvino’s is Lobachevskian, which is to say that Borges gets myriad usages out of every single atom of his pieces, while Calvino is more expansive. Barth’s point only seems to be that Calvino was considerably more interested in metafictional conceits than Borges, which is true. With a few Lewis Carollesque exceptions (“Borges and I”), Borges was a narrative traditionalist and simply pressed the materials to maximum usage.

Barth makes one point in passing that bears some examination, which is that Calvino and Borges’s shops aren’t where you go for character:

Neither writer, for better or for worse, was a creator of memorable characters or a delineator of grand passions, although in a public conversation in Grand Rapids, Michigan, in 1975, in answer to the question “What do you regard as the writer’s chief responsibility?” Borges unhesitatingly responded, “The creation of character.” A poignant response from a great writer who never really created any characters; even his unforgettable Funes the Memorious, as I have remarked elsewhere, is not so much a character as a pathological characteristic. And Calvino’s charming Qwfwq and Marco Polo and Marcovaldo and Mr. Palomar are archetypal narrative functionaries, nowise to be compared with the great pungent characters of narrative/dramatic literature.

Barth seems to undercut his case by mentioning the two of the most memorable characters in Borges’s repertoire, Funes and “The Secret Miracle”‘s writer-til-death Jaromir Hladik; are they only pathologies? Looking through Borges’s non-fiction, he pays little direct attention to the neuroses of the writers under examination (Swedenborg, Dunne, etc.). Instead, he dissects their belief systems logically and dispassionately, as though the shapes of their imaginations were the key to their souls rather than their “personality.” Likewise with characters: with Dante’s Ugolino (towards the end of the Inferno), Borges abandoned questions of motivation and even fact to locate him as an ambiguous creation intended for a particular effect. Borges isolates his subjects, creating an archipelago of intensely personal islets of private reason. Influences are felt but processed into unrecognizability (see “Kafka and His Precursors”).

From this follow his characters. Asterion of “The House of Asterion” may be a particular product of his unique circumstances, but he is no more pathological than Sinclair Lewis’s Babbitt. (And I think Asterion is more memorable.) What’s missing is the emphasis on a psychological character that represents an inner nature, rather than someone who is fully the product of his external circumstances or peculiar gifts. The main difference in Borges’s conception of characters is the lack of alternatives; there is hardly ever a sense of how a character could have been otherwise. Holding out that possibility, the chance that a character in Cervantes or Ariosto could suddenly have the veil drop from their eyes and see themselves as having trod an path based less in fate and more in personal flaws and neuroses.

But this difference seems to spring from a modern conception of psychology rather than any historical conception of character, and the history of fatalism far outweighs that of characters with the psychological depths to evince a simulacra of free will. From Heinrich von Kleist’s madmen and victims to Olaf Stapledon’s exemplars of fantastic conceits, contradiction and inner vexation have usually played a minor role. Borges does abstract the tradition further to remove nearly all arbitrary particulars, but to locate character in those particulars is self-defeating: the overlay is arbitrary.

The charge of characterlessness actually seems more substantiated in Calvino’s later work, where he is striving for aesthetic effect over narrative (moreso than Borges ever did), but that’s still discounting his earlier work, particularly the airy nobleman of The Baron in the Trees, who is as much a character as anyone in Ariosto.

“The Invention of Morel”, Adolfo Bioy Casares

By far Bioy Casares’ most famous story, “The Invention of Morel” is still fairly obscure, despite being plugged (and strongly influenced) by his friend Borges, and supposedly being the basis for Last Year at Marienbad. I don’t know that it is the perfect work of genius that Borges claimed it is, but it’s certainly ahead of its time for 1940, and the ideas that fuel it are a grade above what Bioy Casares typically used in his work. Bioy Casares lacked Borges’ intensity and his sheer inventiveness, but in “The Invention of Morel,” he used what he had well.

The nameless narrator is a fugitive who has escaped to a remote, abadoned island that has the stigma of disease over it. He sees himself as an outcast, and the story begins to play out a ultra-Robinson Crusoe scenario, as the narrator’s links to reality appear to be severed in Wittgensteinian fashion. Will he lose his capacity for language? Will he lose his humanity? Yes, but this process is interrupted, then furthered by the sudden appearance on the island of a number of refined sophisticates, including the beautiful Faustina, whom he falls in love with. This despite the fact that none of them will acknowledge his presence. Other strangeness occurs, notably the presence of two moons and two suns in the sky.

It’s impossible to go further without revealing the main conceit, which is held back for over half the story, but there’s a pleasure to be had to it being revealed over the course of the story, so please imagine a tacky little spoiler warning here.

The narrator’s inability to relate to the others seems to be symbolic. He could be dead and existing as a ghost similar to the narrator of Nabokov’s The Eye (my favorite of his works, incidentally). His unspecified crime could have cast him out from the fabric of humanity and left him socially invisible. He could be imagining or recreating life on the island when he is in fact alone. But these are all wrong; the hints of anomie are, ultimately, a blind. The explanation is that he is not seeing people, not quite; what he is seeing is a projection of a recording made of past events, but a projection that has its own reality and is being superimposed on the island (hence the two sun and two moons). The leader of the group, Morel, concocted the invention, which will endlessly replay the week they spent on the island years ago. The downside is that at the time of projection, the force of the superimposed reality is so strong as to draw the life from those recorded and place it in the projected copies. Morel says, “When all the senses are synchronized, the soul emerges,” and he means it literally: the recreation in reality of the past events supplants the current reality of their participants.

Bioy Casares combines two themes in unorthodox fashion. There is the circular time/eternal recurrence theme that so fascinated Borges. In 1941 he wrote:

In times of ascendancy, the conjecture that man’s existence is a constant, unvarying quantity can sadden or irritate us; in times of decline (such as at the present), it holds out the assurance that no ignominy, no calamity, no dictator, can impoverish us.

And Bioy Casares evokes both the horror and the wonder that a week of reasonable existence with only minor troubles should become an eternal prison for its unknowing participants. The second theme is the transmigration of consciousness from the original person to the replica, which then plays out its part endlessly, never knowing that it has done it countless times before, nor that is not the original person–partly because it is. Bioy Casares uses a consciousness thought experiment decades before they came into vogue: if you were to create a copy of a person in an identical context, what would there be to differentiate the copy’s consciousness from the original’s? Since Bioy Casares adopts an emergent view of consciousness in the story (see Morel’s quote above), the answer is that they cannot coexist. It takes the inversion of “The Picture of Dorian Gray,” where the picture and not the man is subject to time, and inverts it again, so that the playback of a recording of events takes on greater reality than the continued existence of the subjects.

The injection of ideas on consciousness is brief but it elevates the story from pure fantasy to the level of, say, Borges “Funes the Memorious.” There, a man remembered everything and was crippled by it; here, people have the identical set of empirical situations played out for them, with no additional memory of it, while the metaphysical conditions change totally. Morel claims his machine creates nothing, only replicates what exists, but Bioy Casares makes it clear that the machine restructures reality. Bioy Casares also implies epiphenomenalism–the idea that internal experience supervenes on material reality without being able to affect it–since under the new conditions of Morel’s machine, the participants are absolutely unable to acknowledge that anything has changed.

The basic concepts here were used in many, many science-fiction novels later on (though not so many beforehand, as far as I know); the story is unique for its alienation from the consciousness that persists on in the projections. In nearly all other stories of shifting metaphysics, the characters still obtain a working knowledge of the problem at hand, which ultimately provides their only satisfaction; here, Bioy Casares sets up a situation in which they cannot. Christopher Priest’s The Affirmation provides the closest echo I can think of, and it too gets around the self-knowledge issue by giving the reader more information than any character has. “The Invention of Morel” plays utterly fair and is more successful in contradicting any conception of what the “consciousness” of its characters could be.

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